Alan J. Bugler
Professional summary
Alan John Bugler, who also goes by Alan J. Bugler, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Cleveland, Ohio.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2008. Alan has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan John Bugler's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 1375 E. 9th Street Suite 2500, Cleveland, OH 44114August 1, 2023 - September 15, 2025
CITIZENS JMP SECURITIES, LLC
March 1, 2019 - August 1, 2023
CITIZENS CAPITAL MARKETS
June 10, 2010 - March 19, 2019
BOWSTRING ADVISORS, LLC
December 16, 2008 - May 18, 2010
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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