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Benjamin Holland

CFP®
FPG WEALTH
CHICAGO, IL
·CRD# 5591122·18 years experience

Professional Summary

Benjamin Holland, CFP® is a registered financial advisor currently at FPG WEALTH located in Chicago, Illinois. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Benjamin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2014

Years of Experience

18 years in the financial services industry

Current & Past Employments

FPG WEALTH·CRD# 325539
RIA
Chicago, IL
April 28, 2023 - Present
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Marco Island, FL
March 25, 2009 - May 5, 2023
OPPENHEIMER & CO. INC.·CRD# 249
BD
Marco Island, FL
October 9, 2008 - May 5, 2023

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Current Firm

FW
FPG WEALTH

FIRST PRINCIPLES GROUP | FPG WEALTH | FPG INVESTMENTS, LLC

CRD#: 325539 / SEC#: 801-127677
RIA
Registered Investment Advisory firm - SEC (4/4/2024 Terminated)
Illinois
Registered Investment Advisory firm - Illinois (3/26/2024 Approved)
Texas
Registered Investment Advisory firm - Texas (4/1/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Chicago, IL

Phone Number

(847) 668-7950

# of Employees

1

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

19

AUM (Assets Under Management)

$25,162,465

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. I AM A CO-TRUSTEE OF A LONG TIME FAMILY FRIENDS TRUST - THE ISADORE M. BERNSTEIN REVOCABLE TRUST, 1020 MILWAUKEE AVE. STE. 145, DEERFIELD, IL 60015. MY ASSOCIATION WITH THE TRUST BEGAN 3/18/2010 AND I DO NOT HAVE ANY FINANCIAL INTEREST IN THE TRUST. THE TIME SPEND ON THE OUTSIDE ACTIVITY IS APPROXIMATELY 3 HOURS A MONTH. I SUPERVISE THE INVESTMENTS AND HANDLE COLLECTION AND DISTRIBUTIONS OF ASSETS. I RECEIVE A FEE AS CO-TRUSTEE OF THE TRUST. 2. I AM A CO-EXECUTOR OF THE ESTATE OF ISADORE M. BERNSTEIN, A LONG TIME FAMILY FRIEND, 1020 MILWAUKEE AVE, STE. 145, DEERFIELD, IL 60015. MY ASSOCIATION WITH THE ESTATE BEGAN 3/18/2010 AND I DO NOT HAVE ANY FINANCIAL INTEREST IN THE ESTATE. THE TIME SPEND ON THE OUTSIDE ACTIVITY IS APPROXIMATELY 3 HOURS A MONTH. I SUPERVISE THE INVESTMENTS AND HANDLE COLLECTION AND DISTRIBUTION OF ASSETS. I DO NOT RECEIVE ANY COMPENSATION. 3. I am Co-Trustee of the IMB Charitable Trust and the IMB Charitable Trust II. I devote 1 to 2 hours per month during non business hours. 4. I AM AN EQUITY INVESTOR IN A FILM PRODUCTION COMPANY SHOOTING A FEATURE FILM IN THE CHICAGO AREA. I SPEND NO TIME WORKING ON THE FILM OR PRODUCTION COMPANY. EXCITED TO SUPPORT THE CHICAGO AND ILLINOIS FILM INDUSTRY. 5. I AM THE MANAGER AND OPERATOR OF THE BRIGHT PEARL, LLC WHICH STARTED IN JUNE 2021. BRIGHT PEARL, LLC OWNS COMMERCIAL PROPERTY IN THE NEW BUFFALO, MI AREA. MINIMAL TIME WILL BE SPENT DURING MARKET HOURS. 6.I AM THE OWNER/MANAGER OF BIRDIES,LLC. BIRDIES IS OPERATING AT 207 N WHITTAKER ST., NEW BUFFALO, MI 49117. THE BUSINESS B EGAN DECEMBER 2021. THE LLC WILL BE USED TO MANAGE THE ENTITY, HIRE MANAGEMENT, SIGN CONTRACTS WITH VENDORS AND CONTRACTORS. THIS IS NOT AN INVESTMENT RELATED BUSINESS. MINIMAL TIME DURING MARKET HOURS WILL BE SPENT ON THIS LLC. 7. I AM THE OWNER/MANAGER OF HARBOR COUNTRY PROPERTY GROUP, LLC. THE LLC HOLDS COMMERCIAL PROPERTY IN SW MICHIGAN. THE BUSINESS BEGAN IN DECEMBER 2021. THE MAIN ACTIVITY IS TO HOLD REAL ESTATE AND REDEVELOP PROPERTY INTO GREAT ASSETS FOR THE COMMUNITY. MINIMAL TIME DURING MARKET HOURS WILL BE SPENT ON THIS LLC. 8. I AM AN OWNER OF FIRST PRINCIPLES GROUP MANAGEMENT, LLC, AN EXEMPT REPORTING ADVISER. THE BUSINESS IS INVESTMENT-RELATED AND IS LOCATED AT 230 E OHIO ST, SUITE 410 1087, CHICAGO, IL 60611. THE BUSINESS BEGAN IN DECEMBER 2023. I DEVOTE 10 HOURS PER WEEK TO THIS OTHER BUSINESS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(4/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2008About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Holland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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