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BH

Benjamin Holland

FPG WEALTH
Chicago, IL
Some features on this profile are disabled
CRD#: 5591122
BH

Professional summary

Benjamin Holland, CFP® is a registered financial advisor currently at FPG WEALTH located in Chicago, Illinois.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Benjamin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Holland's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

April 28, 2023 - Present

FPG WEALTH

RIA
CRD#: 325539
Chicago, IL
Past

March 25, 2009 - May 5, 2023

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
MARCO ISLAND, FL
Past

October 9, 2008 - May 5, 2023

OPPENHEIMER & CO. INC.

BD
CRD#: 249
MARCO ISLAND, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(4/28/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/24/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2008
General Securities Representative Examination

Current Firm

FW
FPG WEALTH
FIRST PRINCIPLES GROUP | FPG WEALTH | FPG INVESTMENTS, LLC

CRD#: 325539 / SEC#: 801-127677

RIA
Registered Investment Advisory firm - (4/4/2024 Terminated)
Illinois
Registered Investment Advisory firm - (3/26/2024 Approved)
Texas
Registered Investment Advisory firm - (4/1/2025 Terminated)
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Contact information

Main Address
Chicago, IL
Mailing Address
Phone number
(847) 668-7950
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts56
AUM (Assets Under Management)$ 28,047,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FPG WEALTH

CRD#: 325539Chicago, IL

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