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LB

Liam O. Bulan

FORGE SECURITIES LLC
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 5590825
LB

Professional summary

Liam Oconnor Bulan, who also goes by Liam O'connor Bulan, is a registered financial professional currently at FORGE SECURITIES LLC located in San Francisco, California.

Liam is registered as a RR (Registered Representative) and started their career in finance in 2010. Liam has worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Liam O'connor Bulan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Liam Oconnor Bulan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 17, 2025 - Present

FORGE SECURITIES LLC

Office #1: 4 Embarcadero Center Suite 1500, San Francisco, CA 94111
BD
CRD#: 134596
San Francisco, CA
Past

April 25, 2019 - August 20, 2024

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
New York, NY
Past

October 19, 2017 - January 10, 2018

BCG SECURITIES, INC.

RIA
CRD#: 70
New York, NY
Past

June 21, 2016 - January 10, 2018

BCG SECURITIES, INC.

BD
CRD#: 70
New York, NY
Past

January 30, 2015 - June 20, 2016

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
NEW YORK, NY
Past

October 10, 2013 - June 2, 2014

ACC SECURITIES, LLC

BD
CRD#: 167019
NEW YORK, NY
Past

April 10, 2012 - September 7, 2012

BRADLEY WOODS & CO. LTD.

BD
CRD#: 13660
NEW YORK, NY
Past

January 26, 2012 - March 16, 2012

A.G.P. / ALLIANCE GLOBAL PARTNERS

RIA
CRD#: 8361
WESTPORT, CT
Past

October 12, 2011 - March 16, 2012

A.G.P. / ALLIANCE GLOBAL PARTNERS

BD
CRD#: 8361
WESTPORT, CT
Past

March 3, 2011 - October 10, 2011

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

June 15, 2010 - November 15, 2010

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/17/2025)
RR
Alaska
(12/17/2025)
RR
Arizona
(12/17/2025)
RR
Arkansas
(12/17/2025)
RR
California
(12/17/2025)
RR
Colorado
(12/17/2025)
RR
Connecticut
(12/17/2025)
RR
Delaware
(12/17/2025)
RR
District of Columbia
(12/17/2025)
RR
Florida
(12/17/2025)
RR
Georgia
(12/17/2025)
RR
Hawaii
(12/17/2025)
RR
Idaho
(12/17/2025)
RR
Illinois
(12/17/2025)
RR
Indiana
(12/17/2025)
RR
Iowa
(12/17/2025)
RR
Kansas
(12/17/2025)
RR
Kentucky
(12/17/2025)
RR
Louisiana
(12/17/2025)
RR
Maine
(12/17/2025)
RR
Maryland
(12/17/2025)
RR
Massachusetts
(12/17/2025)
RR
Michigan
(12/17/2025)
RR
Minnesota
(12/17/2025)
RR
Mississippi
(12/17/2025)
RR
Missouri
(12/17/2025)
RR
Montana
(12/17/2025)
RR
Nebraska
(12/17/2025)
RR
Nevada
(12/17/2025)
RR
New Hampshire
(12/17/2025)
RR
New Jersey
(12/17/2025)
RR
New Mexico
(12/17/2025)
RR
New York
(12/17/2025)
RR
North Carolina
(12/17/2025)
RR
North Dakota
(12/17/2025)
RR
Ohio
(12/17/2025)
RR
Oklahoma
(12/17/2025)
RR
Oregon
(12/17/2025)
RR
Pennsylvania
(12/17/2025)
RR
Puerto Rico
(12/17/2025)
RR
Rhode Island
(12/17/2025)
RR
South Carolina
(12/17/2025)
RR
South Dakota
(12/17/2025)
RR
Tennessee
(12/17/2025)
RR
Texas
(12/17/2025)
RR
Utah
(12/17/2025)
RR
Vermont
(12/17/2025)
RR
Virgin Islands
(12/17/2025)
RR
Virginia
(12/17/2025)
RR
Washington
(12/17/2025)
RR
West Virginia
(12/17/2025)
RR
Wisconsin
(12/17/2025)
RR
Wyoming
(12/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/25/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/14/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FORGE SECURITIES LLC
FORGE SECURITIES LLC | SHARESPOST FINANCIAL CORPORATION | PERLINSKI & ASSOCIATES

CRD#: 134596 / SEC#: , 8-66846

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Mailing Address
4 Embarcadero Center Suite 1500, San Francisco, CA 94111
Phone number
(800) 279-7754
Established
Delaware since 06/03/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORGE FINANCIAL HOLDING INCOWNER
FLAVIANI, SANDRA STEPHANIEPFO2831682
GRIMES, WILLIAM CHARLESPRESIDENT & EVP, HEAD OF GLOBAL CAPITAL MARKETS5909538
MCGRATH, SHILPICHIEF COMPLIANCE OFFICER5126346
PRICE, JEVON TPOO2948372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORGE SECURITIES LLC

CRD#: 134596San Francisco, CA 94111

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