Graham M. Strickland

S&S WEALTH MANAGEMENT

Grand Prairie, TX 75050-7825

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CRD#: 5590719

Professional summary

Graham Matthew Strickland, who also goes by Graham M Strickland, Gray Strickland, is a registered financial advisor currently at S&S WEALTH MANAGEMENT located in Grand Prairie, Texas and OSAIC WEALTH, INC. located in Arlington, Texas.

Graham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Graham has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Graham M Strickland | Gray Strickland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Graham Matthew Strickland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2011 - Present

S&S WEALTH MANAGEMENT

Office #1: 2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050-7825

RIA

CRD#: 130652

Grand Prairie, TX

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 800 E. Border St. Ste. 200, Arlington, TX 76010Office #2: 2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050

RIA

CRD#: 23131

Arlington, TX

Past

April 30, 2012 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

GRAND PRAIRIE, TX

Past

September 19, 2011 - May 2, 2012

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

GRAND PRAIRIE, TX

Past

October 16, 2008 - October 3, 2011

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

September 25, 2008 - October 3, 2011

QUESTAR CAPITAL CORPORATION

CRD#: 43100

ARLINGTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S&S WEALTH MANAGEMENT

S & S WEALTH MANAGEMENT, L.P. | S&S WEALTH MANAGEMENT

CRD#: 130652 / SEC#: 801-126309

RIA

Registered Investment Advisory firm - (8/3/2022 Approved)

Louisiana

Registered Investment Advisory firm - (8/10/2022 Terminated)

Michigan

Registered Investment Advisory firm - (8/16/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/23/2024)

IAR

Louisiana
(6/29/2012)

Nebraska
(8/23/2024)

Oklahoma
(8/23/2024)

IAR

Texas
(9/22/2011)

Texas
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/10/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

S&S WEALTH MANAGEMENT

S & S WEALTH MANAGEMENT, L.P. | S&S WEALTH MANAGEMENT

CRD#: 130652 / SEC#: 801-126309

RIA

Registered Investment Advisory firm - (8/3/2022 Approved)

Louisiana

Registered Investment Advisory firm - (8/10/2022 Terminated)

Michigan

Registered Investment Advisory firm - (8/16/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2022 Terminated)

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Contact information

Main Address

2505 N. Highway 360 Suite 490, Grand Prairie, TX 75050-7825

Mailing Address

Phone number

(817) 276-8090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 03/30/2021 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	755
AUM (Assets Under Management)	$ 126,023,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Graham M. Strickland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Graham Matthew Strickland's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

MOMENTUM INDEPENDENT NETWORK INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

Primary Firm SEC Registration

S&S WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/10/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2008

FINRA

Current Firm

S&S WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S&S WEALTH MANAGEMENT

TRUST BUT VERIFY

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