Prabhjit S. Dhillon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Prabhjit Singh Dhillon, who also goes by Nash Singh Dhillon, was a registered financial professional .
Prabhjit is a previously registered financial professional and started their career in finance in 2008. Prabhjit had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2016 - May 10, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
December 6, 2016 - May 10, 2024
ALLSTATE FINANCIAL SERVICES, LLC
October 5, 2012 - November 22, 2016
EAGLE STRATEGIES LLC
September 17, 2012 - November 22, 2016
NYLIFE SECURITIES LLC
January 3, 2011 - August 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - August 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 20, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
November 10, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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