Derrik G. Bullen
Professional summary
Derrik Grant Bullen, who also goes by Derrik Grant Bullen, Derrik Bullen, is a registered financial professional currently at SECURIAN FINANCIAL SERVICES, INC. located in St. Paul, Minnesota.
Derrik is registered as a RR (Registered Representative) and started their career in finance in 2008. Derrik has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derrik Grant Bullen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2024 - Present
SECURIAN FINANCIAL SERVICES, INC.
Office #1: 400 Robert Street North, St. Paul, MN 55101-2098March 15, 2024 - May 29, 2024
THE O.N. EQUITY SALES COMPANY
February 1, 2024 - March 15, 2024
THE LEADERS GROUP, INC.
May 11, 2020 - January 17, 2023
JOHN HANCOCK DISTRIBUTORS LLC
April 12, 2018 - May 11, 2020
BRIGHTHOUSE SECURITIES, LLC
September 20, 2017 - April 6, 2018
EQUITY SERVICES, INC.
March 6, 2017 - September 13, 2017
BRIGHTHOUSE SECURITIES, LLC
November 21, 2014 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
January 12, 2011 - October 31, 2014
THE LEADERS GROUP, INC.
November 25, 2008 - November 24, 2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2024)
(7/2/2024)
Exams
FINRA
Current Firm
SECURIAN FINANCIAL SERVICES, INC.
CRD#: 15296 / SEC#: 801-45152, 8-31955
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURIAN FINANCIAL GROUP, INC. | 100% SHAREHOLDER | |
| CARPENTER, KIMBERLY KAY | MEMBER OF BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER & PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OF | 4266541 |
| FERGUSON, KRISTIN MARY | MEMBER OF BOARD OF DIRECTORS, VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, FINOP, & PRINCIPAL OPERATIONS OFFICER | 6895121 |
| MONTZ, RENEE DENISE | MEMBER OF BOARD OF DIRECTORS | 6014640 |
| OBRIEN, KERI SUE | SECRETARY | 6821352 |
Regulatory assets under management
| Total Number of Accounts | 76,075 |
| AUM (Assets Under Management) | $ 20,684,796,225 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
| Bond | 10 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SECURIAN FINANCIAL SERVICES, INC.
CRD#: 15296St. Paul, MN 55101-2098TRUST BUT VERIFY
Monitor Derrik Bullen
Get automatic monthly alerts on:
