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SP

Sarah E. Perahia

Some features on this profile are disabled
CRD#: 5590093
SP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sarah Elaine Perahia, who also goes by Sarah Elaine Parenteau, Sarah Elaine Perahia, Sarah Elaine Sanchez, was a registered financial professional .

Sarah is a previously registered financial professional and started their career in finance in 2008. Sarah had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Sarah Elaine Parenteau | Sarah Elaine Perahia | Sarah Elaine Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 3, 2025 - April 23, 2026

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
LOS ANGELES, CA
Past

August 20, 2020 - July 6, 2023

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

RIA
CRD#: 108559
Manhattan Beach, CA
Past

August 19, 2020 - July 6, 2023

FIRST REPUBLIC SECURITIES COMPANY, LLC

BD
CRD#: 105108
Manhattan Beach, CA
Past

October 2, 2015 - August 20, 2020

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
Redondo Beach, CA
Past

October 2, 2015 - August 20, 2020

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
MINNEAPOLIS, MN
Past

October 17, 2011 - October 8, 2015

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
LOS ANGELES, CA
Past

October 14, 2011 - October 8, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

January 14, 2010 - October 24, 2011

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
LOS ANGELES, CA
Past

January 14, 2010 - October 24, 2011

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
LOS ANGELES, CA
Past

October 2, 2008 - January 11, 2010

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES

CRD#: 39550 / SEC#: 801-61902, 8-48744

RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)
Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)
Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/14/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/3/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/1/2008
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES

CRD#: 39550 / SEC#: 801-61902, 8-48744

RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)
Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)
New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)
Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CSI ADVISORY SOLUTIONS MANAGED ACCOUNT PROGRAM BROCHURE 6242025 (6/23/2025)
CSI FORM ADV DIGITAL ADVISORY PROGRAM BROCHURE 2142025 (2/13/2025)

Direct owners and executive officers

NamePositionCRD#
CITIZENS BANK, N.A.DIRECT OWNERSHIP
ARNOLD, CHADCOO WEALTH, EXECUTIVE VICE PRESIDENT3076401
CARVALHO, KEVIN JOHNCHIEF FINANCIAL OFFICER6115556
CHERNY, MICHAELPRESIDENT4864410
SHORE, DAVID HOWARDCHIEF COMPLIANCE OFFICER2106767

Regulatory assets under management

Total Number of Accounts53,044
AUM (Assets Under Management)$ 9,188,004,183

Disclosures

Regulatory Event16
Arbitration6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITIZENS SECURITIES, INC.

CRD#: 39550

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