Glenn P. Bessinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glenn P Bessinger II, who also goes by Glenn P Bessinger, Glenn Patrick Bessinger II, Glenn Patrick Bessinger, was a registered financial professional .
Glenn is a previously registered financial professional and started their career in finance in 2008. Glenn had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2013 - December 22, 2014
TD AMERITRADE, INC.
July 5, 2013 - December 22, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 5, 2013 - December 22, 2014
TD AMERITRADE, INC.
January 24, 2013 - June 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 4, 2012 - June 24, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 2012 - September 26, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
September 26, 2008 - March 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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