Brian D. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Dion Jackson was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2008. Brian had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2017 - April 27, 2024
SPRINGBOK ADVISORS
April 30, 2014 - December 31, 2016
SPRINGBOK ADVISORS
September 7, 2012 - September 30, 2013
NESTWISE LLC
February 8, 2012 - September 13, 2012
VERITAT ADVISORS
May 5, 2010 - March 10, 2011
MORGAN KEEGAN & COMPANY, LLC
May 4, 2010 - March 10, 2011
MORGAN KEEGAN & COMPANY, LLC
June 1, 2009 - May 25, 2010
MORGAN STANLEY
June 1, 2009 - May 25, 2010
MORGAN STANLEY
December 17, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
November 18, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPRINGBOK ADVISORS
CRD#: 170948 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
