Elizabeth M. Bennett
CHESAPEAKE FINANCIAL PLANNING
BOCA RATON, FL 33487
Some features on this profile are disabled
CRD#: 5589525
Professional summary
Elizabeth M Bennett, CFP®, who also goes by Elizabeth Lyons Bennett, Elizabeth Bennett, Elizabeth Mary Lyons Miss, is a registered financial advisor currently at CHESAPEAKE FINANCIAL PLANNING located in Boca Raton, Florida and J. W. COLE ADVISORS, INC. located in Boca Raton, Florida.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Elizabeth has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Lyons Bennett | Elizabeth Bennett | Elizabeth Mary Lyons Miss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Insurance Sales; Not investment related; 71 Old Mill Bottom Rd, N, Suite 201, Annapolis, MD 21409; Owner; During the financial planning process, we review current policies and note any deficiencies or if there are no policies we recommend putting policies in place to meet the client's needs; Start 4/16/2016; Spend 5 hours/month , 5 hours/month during trading. (2) BAY FINANCIAL PLANNING & TAX SERVICES LLC; RIA for Financial Planning; Investment Related; 6751 N Federal Hwy, Ste 400, Boca Raton, FL 33487; Principal; This is the RIA that our financial planning will flow through; Start 8/1/2023 50 hours/month spent, 50 hours/month during trading. (3) CHESAPEAKE FINANCIAL PLANNING and TAX SERVICES; DBA; 71 Old Mill Bottom Rd. N, Suite 201, Annapolis, MD 21409; Principal; This is our main business and DBA for our financial planning and wealth and wealth management in Annapolis; Start 4/16/2016; Spend 160 hours/month, 160 hours/month during trading. (4) NTERCOASTAL WEALTH PLANNING,; DBA; 6751 N Federal Hwy, Suite 400, Boca Raton FL 33487; Financial Planning and Wealth Management; Principal; This is our main business and DBA for our financial planning and wealth management in Florida; Start 4/16/2016; Spend 160 hours/month, 160 hours/month during trading. (5) Bay Financial Planning & Tax Services; Financial Planning and Wealth Management; 6751 M Federal Hwy, Ste 400; Boca Raton, FL 33487; Principal; This is the LLC that owns the Chesapeake and Intercoastal; Start 4/16/2016; Spend 160 hours/month, 160 hours/month during trading. (6) 67514 N FED HWY, LLC, 6751 N Federal Highway, Suite 400, Boca Raton FL 33487; Manager; Management of Office Rental; Start 08/01/2023; Spend 3 hours/month, 3 hours/month during trading. (7) Tax Preparation; Not investment related; 71 Old Mill Bottom Rd, Ste 201; Annapolis, MD 21409; Owner; I employ individuals to complete and file the taxes for our clients as well as other tax only clients; Start 4/16/2016; Spend 10 hours/month, 10 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth M Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 18, 2016 - Present
CHESAPEAKE FINANCIAL PLANNING
Office #1: 6751 N Federal Highway Suite 400, Boca Raton, FL 33487Office #2: 6751 N Federal Highway Suite 400, Bacon Raton, FL 33487Office #3: 7901 Sw 6th Ct. Suite 320, Plantation, FL 33324Office #4: 71 Old Mill Bottom Road North Suite 201, Annapolis, MD 21409RIA
CRD#: 283715
BOCA RATON, FL
Current
February 14, 2024 - Present
J. W. COLE ADVISORS, INC.
Office #1: 6751 N. Federal Hwy Suite 400, Boca Raton, FL 33487Office #2: 71 Old Mill Bottom Road N Suite 201, Annapolis, MD 21409RIA
CRD#: 112294
Boca Raton, FL
Current
February 12, 2024 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 71 Old Mill Bottom Roadn Suite 201, Annapolis, MD 21409Office #2: 6751 N. Federal Hwy. Suite 400, Boca Raton, FL 33487BD
CRD#: 124583
Annapolis, MD
Past
January 31, 2018 - February 16, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Annapolis, MD
Past
November 3, 2014 - November 4, 2014
OSAIC SERVICES, INC.
RIA
CRD#: 133763
ANNAPOLIS, MD
Past
October 7, 2014 - October 28, 2016
CHESAPEAKE FINANCIAL PLANNING
RIA
CRD#: 121822
ANNAPOLIS, MD
Past
September 26, 2014 - February 2, 2018
OSAIC SERVICES, INC.
BD
CRD#: 133763
ANNAPOLIS, MD
Past
October 17, 2013 - October 2, 2014
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
OCEAN CITY, MD
Past
August 26, 2013 - October 2, 2014
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
OCEAN CITY, MD
Past
February 6, 2013 - October 9, 2013
MAIN STREET FINANCIAL SOLUTIONS, LLC
RIA
CRD#: 146118
PENNINGTON, NJ
Past
January 5, 2012 - November 19, 2012
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
PHILADELPHIA, PA
Past
January 4, 2012 - November 19, 2012
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
PHILADELPHIA, PA
Past
December 17, 2008 - January 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MT. LAUREL, NJ
Past
November 10, 2008 - January 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MT. LAUREL, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/16/2024)
RR
California(2/12/2024)
RR
Colorado(2/14/2024)
RR
Connecticut(2/13/2024)
RR
Delaware(2/15/2024)
RR
District of Columbia(2/15/2024)
IAR
Florida(1/28/2019)
RR
Florida(2/13/2024)
RR
Georgia(2/14/2024)
RR
Hawaii(2/26/2024)
RR
Idaho(2/12/2024)
RR
Illinois(2/27/2024)
RR
Indiana(3/6/2024)
RR
Kansas(2/16/2024)
RR
Maine(2/15/2024)
IAR
Maryland(8/18/2016)
RR
Maryland(2/14/2024)
RR
Massachusetts(2/13/2024)
RR
Michigan(8/29/2025)
RR
Missouri(7/23/2025)
RR
New Hampshire(2/16/2024)
RR
New Jersey(2/14/2024)
RR
New York(3/1/2024)
RR
North Carolina(2/16/2024)
RR
North Dakota(2/20/2024)
RR
Oregon(2/15/2024)
RR
Pennsylvania(2/13/2024)
RR
Rhode Island(3/7/2024)
RR
South Carolina(2/15/2024)
RR
Tennessee(2/15/2024)
IAR
Texas(1/25/2019)
RR
Texas(2/14/2024)
RR
Virginia(2/17/2024)
RR
Washington(3/1/2024)
RR
West Virginia(2/21/2024)
RR
Wyoming(2/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
