Aman H. Patel
Professional summary
Aman Harshad Patel is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Aman is registered as a RR (Registered Representative) and started their career in finance in 2008. Aman has worked at 2 firms and has passed the Series 63, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aman Harshad Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2020 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005September 4, 2008 - January 13, 2020
DRIVEWEALTH INSTITUTIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2020)
Exams
Series 57TO
Date: 6/24/2021
Securities Trader ExamSeries 7TO
Date: 10/26/2020
General Securities Representative ExaminationCboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
