John R. Alongi

ALLIANCE WEALTH ADVISORS

CARBONDALE, IL 62901

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CRD#: 5589427

Professional summary

John Richard Alongi II, who also goes by John Richard Alongi, is a registered financial advisor currently at ALLIANCE WEALTH ADVISORS located in Carbondale, Illinois and LPL FINANCIAL LLC located in Carbondale, Illinois.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. John has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

John Richard Alongi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Alongi II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2019 - Present

ALLIANCE WEALTH ADVISORS

Office #1: 115 S. Washington, Carbondale, IL 62901

RIA

CRD#: 156712

CARBONDALE, IL

Current

December 19, 2008 - Present

LPL FINANCIAL LLC

Office #1: 395 N. Giant City Rd, Carbondale, IL 62901Office #2: 115 S. Washington St., Carbondale, IL 62901

RIA

CRD#: 6413

CARBONDALE, IL

Past

September 3, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

DUQUOIN, IL

Past

February 10, 2009 - April 17, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

DUQUOIN, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/2/2016)

California
(1/26/2023)

IAR

Florida
(8/13/2024)

Georgia
(4/26/2023)

Illinois
(2/9/2009)

IAR

Illinois
(1/2/2019)

Indiana
(12/6/2025)

Kansas
(11/1/2017)

Kentucky
(9/17/2020)

Michigan
(4/2/2025)

Missouri
(3/11/2009)

New York
(5/15/2024)

North Carolina
(1/27/2023)

North Dakota
(1/26/2023)

Oregon
(10/19/2018)

Texas
(3/17/2016)

Utah
(9/17/2020)

Virginia
(1/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLIANCE WEALTH ADVISORS

ALLIANCE WEALTH ADVISORS | ROSE, JAN JEFFREY | ALLIANCE WEALTH MANAGEMENT LLC | ALLIANCE WEALTH MANAGEMENT

CRD#: 156712 / SEC#:

Florida

Registered Investment Advisory firm - (8/13/2024 Approved)

Illinois

Registered Investment Advisory firm - (5/25/2011 Approved)

Missouri

Registered Investment Advisory firm - (7/16/2024 Approved)

Tennessee

Registered Investment Advisory firm - (5/14/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

115 S. Washington, Carbondale, IL 62901

Mailing Address

Phone number

(618) 457-6525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	520
AUM (Assets Under Management)	$ 88,378,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Alongi

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Alongi II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANCE WEALTH ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2009

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2008

FINRA

Current Firm

ALLIANCE WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLIANCE WEALTH ADVISORS

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