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AZ

Anthony M. Zusack

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CRD#: 5589311
AZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Michael Zusack, who also goes by Anthony Zusack, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 2009. Anthony had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony Zusack

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 5, 2014 - April 1, 2015

BROWNSTONE INVESTMENT GROUP, LLC

BD
CRD#: 43884
NEW YORK, NY
Past

May 13, 2013 - February 7, 2014

KGS-ALPHA CAPITAL MARKETS, L.P.

BD
CRD#: 151705
NEW YORK, NY
Past

February 27, 2009 - February 26, 2013

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/1/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/2008
General Securities Representative Examination

Current Firm

BI
BROWNSTONE INVESTMENT GROUP, LLC
BROWNSTONE INVESTMENT GROUP, LLC | THE WORLDVEST GROUP, LLC | FIFTY-FOUR CAPITAL PARTNERS

CRD#: 43884 / SEC#: , 8-50460

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
505 Fifth Avenue 10th Floor, New York, NY 10017
Mailing Address
505 Fifth Avenue 10th Floor, New York, NY 10017
Phone number
(212) 905-0550
Established
New York since 01/03/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BROWNSTONE INVESTMENT OPPORTUNITIES, LLCSOLE MEMBER
BARTMESS, JOANNE CHRISTINEFINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18)2922047
HUNTER, MICHELLE HALLACHIEF COMPLIANCE OFFICER2689083
LOWEY, DOUGLAS BENNETTMANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER1932929
SABLOWSKY, JON SCOTTCHIEF OPERATING OFFICER1515334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROWNSTONE INVESTMENT GROUP, LLC

CRD#: 43884

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