Richard Stanley Blatter II | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Stanley Blatter II, who also goes by Richard Stanley Blatter, Richard S Blatter II, Rick Blatter Ii, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 2009. Richard had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Richard Stanley Blatter | Richard S Blatter Ii | Rick Blatter Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 20, 2020 - December 5, 2025

THURSTON SPRINGER ADVISORS

RIA

CRD#: 299201

Sun Prairie, WI

Past

November 20, 2020 - December 5, 2025

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

BD

CRD#: 8478

Sun Prairie, WI

Past

September 11, 2015 - November 13, 2020

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Sun Prairie, WI

Past

September 11, 2015 - November 13, 2020

GRADIENT SECURITIES, LLC

BD

CRD#: 127701

Sun Prairie, WI

Past

June 21, 2010 - August 18, 2015

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

MADISON, WI

Past

June 21, 2010 - August 18, 2015

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

MADISON, WI

Past

January 15, 2009 - June 21, 2010

AVANTAX INVESTMENT SERVICES, INC.

BD

CRD#: 13686

MADISON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TS

THURSTON SPRINGER ADVISORS

CRD#: 299201 / SEC#: 801-114256

RIA

Registered Investment Advisory firm - (11/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 10/13/2008

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 9/24/2008

General Securities Representative Examination

Current Firm

TS

THURSTON SPRINGER ADVISORS

CRD#: 299201 / SEC#: 801-114256

RIA

Registered Investment Advisory firm - (11/2/2018 Approved)

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Contact information

Main Address

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 581-4000

Established

Firm type

Fiscal year end

# of Employees

93

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSA_ADV2A_(FINAL 9.14.25) (10/14/2025)

TSA_WRAPBROCHURE_(FINAL 9.11.25) (9/11/2025)

Regulatory assets under management

Total Number of Accounts	6,759
AUM (Assets Under Management)	$ 3,675,305,852

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/21/2025	Cover Page	Report
02/28/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard S. Blatter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

THURSTON SPRINGER ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2008

SIE

Date: 10/1/2018

Series 7

Date: 9/24/2008

Current Firm

THURSTON SPRINGER ADVISORS

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THURSTON SPRINGER ADVISORS

TRUST BUT VERIFY

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