Jason B. Ketchum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Bartlett Ketchum was a registered financial advisor .
Jason is a previously registered financial advisor and started their career in finance in 2009. Jason had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2012 - January 17, 2014
SEQUOIA FINANCIAL GROUP, L.L.C.
July 19, 2010 - January 10, 2014
VALMARK SECURITIES, INC.
June 4, 2009 - January 22, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
SEQUOIA FINANCIAL GROUP, L.L.C.
CRD#: 117756 / SEC#: 801-61089
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SEQUOIA FINANCIAL GROUP, L.L.C.
CRD#: 117756 / SEC#: 801-61089
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,338 |
| AUM (Assets Under Management) | $ 23,033,619,111 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2025 | ||
| 11/19/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
