Shawn A. Murphy

RIGHT BRAIN MONEY

San Luis Obispo, CA 93401

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CRD#: 5587582

Professional summary

Shawn Alan Murphy, CFP® is a registered financial advisor currently at RIGHT BRAIN MONEY located in San Luis Obispo, California.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Shawn has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT (LIFE/ACCIDENT/HEALTH, PROPERTY & CASUALTY) FOR 3 HRS/WK DURING SECURITIES TRADING HRS AND 1 HR/EVENING & WKENDS SINCE 12/2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Alan Murphy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

November 16, 2012 - Present

RIGHT BRAIN MONEY

Office #1: 3480 S Higuera Ste 120, San Luis Obispo, CA 93401

RIA

CRD#: 156420

San Luis Obispo, CA

Past

January 25, 2010 - July 13, 2010

NEW ENGLAND SECURITIES

RIA

CRD#: 615

SAN LUIS OBISPO, CA

Past

May 7, 2009 - July 13, 2010

NEW ENGLAND SECURITIES

CRD#: 615

SAN LUIS OBISPO, CA

Past

September 23, 2008 - April 24, 2009

WEALTH MANAGEMENT SOLUTIONS

RIA

CRD#: 127517

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2012)

IAR

Texas
(8/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/4/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/6/2009

General Securities Representative Examination

Current Firm

RIGHT BRAIN MONEY

MURPHIS FINANCIAL | RIGHT BRAIN MONEY | MURPHIS, LLC

CRD#: 156420 / SEC#:

California

Registered Investment Advisory firm - (5/10/2011 Approved)

Texas

Registered Investment Advisory firm - (8/31/2017 Conditional Restricted)

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Contact information

Main Address

3480 S Higuera Ste 120, San Luis Obispo, CA 93401

Mailing Address

Phone number

(805) 668-2020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 42,196,629

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Texas	ERA - Withdrawn	8/30/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shawn A. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Alan Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIGHT BRAIN MONEY

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

WEALTH MANAGEMENT SOLUTIONS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/4/2009

Series 7

Date: 5/6/2009

Current Firm

RIGHT BRAIN MONEY

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

RIGHT BRAIN MONEY

TRUST BUT VERIFY

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