Leah A. Brooks

GADDIS PREMIER WEALTH ADVISORS LLC

Durant, OK 74701

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CRD#: 5587158

Professional summary

Leah Anne Brooks, AIF®, who also goes by Leah Brooks, Leah Anne Stuteville, Leah Anne Wilson, is a registered financial advisor currently at GADDIS PREMIER WEALTH ADVISORS LLC located in Durant, Oklahoma and PRIVATE CLIENT SERVICES, LLC located in Durant, Oklahoma.

Leah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Leah has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leah Brooks | Leah Anne Stuteville | Leah Anne Wilson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Gaddis Premier Wealth Advisory. 202 W. Main St, Durant, OK 74701. RIA. 160 hrs/mo; 160 during trading hrs. Investment Related. 2.Private Client Services, Registered Rep. 202 W. Main St, Durant, OK 74701. Broker-Dealer. 160 hrs/mo; 160 during trading hrs. Investment Related. 3.Southeastern Oklahoma State University Wesley Foundation; non-investment related, President of the Foundation; 05/2018; 0-7 hrs monthly, 0hrs during trading hours 4.Partners in Education; non-investment related; PO Box 906, Durant, OK 74701; Secretary; 09/2016; 0-4 hrs monthly, 0hrs during trading hours 5. Gaddis Premier Wealth Advisors. 202 W Main, Durant, OK 74701. Medicare sales through Advisors Excel. Provide Medicare supplemental recommendations. 8 hrs/mo; 8 during trading hrs. Investment related. 6. Patchwork Holdings, LLC. 811 Lakeshore Drive, Durant, OK 74701. Established for purposes of shared operational infrastructure, expense management and continuity planning among team members. Sole member. 40 hrs/mo; 40 during trading hrs. Not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leah Anne Brooks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 2, 2023 - Present

GADDIS PREMIER WEALTH ADVISORS LLC

Office #1: 202 W Main, Durant, OK 74701

RIA

CRD#: 317837

Durant, OK

Current

October 2, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 202 W Main St, Durant, OK 74701

RIA

CRD#: 120222

Durant, OK

Past

April 10, 2017 - October 2, 2023

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DURANT, OK

Past

April 10, 2017 - October 2, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

DURANT, OK

Past

October 14, 2015 - March 29, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

DURANT, OK

Past

October 14, 2015 - March 29, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DURANT, OK

Past

January 21, 2014 - October 13, 2015

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

DURANT, OK

Past

February 28, 2011 - January 21, 2014

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

DURANT, OK

Past

February 15, 2011 - October 13, 2015

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

DURANT, OK

Past

November 13, 2008 - February 15, 2011

EDWARD JONES

RIA

CRD#: 250

DENISON, TX

Past

October 17, 2008 - February 15, 2011

EDWARD JONES

CRD#: 250

DENISON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GADDIS PREMIER WEALTH ADVISORS LLC

CRD#: 317837 / SEC#: 801-125772

RIA

Registered Investment Advisory firm - (5/31/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(11/7/2023)

Oklahoma
(10/2/2023)

IAR

Oklahoma
(10/2/2023)

Pennsylvania
(10/2/2023)

South Carolina
(10/2/2023)

Tennessee
(10/2/2023)

Texas
(10/2/2023)

IAR

Texas
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GADDIS PREMIER WEALTH ADVISORS LLC

CRD#: 317837 / SEC#: 801-125772

RIA

Registered Investment Advisory firm - (5/31/2022 Approved)

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Contact information

Main Address

202 W Main, Durant, OK 74701

Mailing Address

Phone number

(580) 745-8133

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GADDIS ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,998
AUM (Assets Under Management)	$ 314,015,320

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leah A. Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leah Anne Brooks's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

GADDIS PREMIER WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/16/2008

FINRA

Current Firm

GADDIS PREMIER WEALTH ADVISORS LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GADDIS PREMIER WEALTH ADVISORS LLC

TRUST BUT VERIFY

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