Francis J. Vetere
Professional summary
Francis Joseph Vetere, who also goes by Francis J Vetere, Frank Vetere, is a registered financial professional currently at CAPE SECURITIES INC. located in Mcdonough, Georgia and KINGSWOOD CAPITAL PARTNERS, LLC located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 2009. Francis has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis Joseph Vetere's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2019 - Present
CAPE SECURITIES INC.
Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253May 19, 2023 - Present
KINGSWOOD CAPITAL PARTNERS, LLC
Office #1: 126 E 56 St Suite 301, New York, NY 10022October 13, 2020 - November 9, 2020
KINGSWOOD CAPITAL PARTNERS, LLC
February 23, 2019 - May 19, 2023
D. BORAL CAPITAL
December 15, 2016 - February 21, 2019
NEWBRIDGE SECURITIES CORPORATION
September 28, 2012 - December 14, 2016
LEGEND SECURITIES, INC.
September 19, 2011 - October 8, 2012
PHD CAPITAL
October 25, 2010 - September 8, 2011
GARDEN STATE SECURITIES, INC.
March 9, 2010 - July 29, 2010
PHD CAPITAL
January 8, 2010 - March 12, 2010
SEABOARD SECURITIES, INC.
July 13, 2009 - December 16, 2009
PHD CAPITAL
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
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Company Information
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898Mcdonough, GA 30253TRUST BUT VERIFY
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