Chinedu P. Enekwe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chinedu P Enekwe, who also goes by Chinedu P Enekwe Jr, Patrick Chinedu Enekwe Jr, was a registered financial advisor .
Chinedu is a previously registered financial advisor and started their career in finance in 2008. Chinedu had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2012 - September 14, 2012
DINOSAUR FINANCIAL GROUP, L.L.C
September 15, 2010 - December 21, 2010
DINOSAUR FINANCIAL GROUP, L.L.C
January 2, 2009 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 25, 2008 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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