PB
Philip Brandt
PROSPERITY CAPITAL ADVISORS
Kalamazoo, MI 49008
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CRD#: 5586965
PB
Professional summary
Philip Brandt, who also goes by Philip Amon Brandt, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Kalamazoo, Michigan.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Philip has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip Amon Brandt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Brandt is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Brandt spends approx. 10 hrs/week during trading hours on this activity. 2) Mr. Brandt is the Owner/Landlord of a rental property in Michigan. Mr. Brandt spends approximately four hours per month on this activity during non-trading hours. 3) Mr. Brandt is a representative for ACN Incorporated. In this capacity, Mr. Brandt provides telecommunications, energy, health sharing, and other services to individual and businesses through a network of independent sellers who also can recruit other sellers. Responsibilities consist mainly of contacting potential new customers, communicating the services offered, and then helping them enroll in each of the service plans they have chosen. Mr. Brandt spends approximately one hour per month on this activity during non-trading hours. This is not an investment related activity.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Brandt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2025 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 4415 Duke St., Suite 2 East, Kalamazoo, MI 49008RIA
CRD#: 156480
Kalamazoo, MI
Past
March 30, 2016 - April 21, 2025
HARBOUR INVESTMENTS, INC.
RIA
CRD#: 19258
KALAMAZOO, MI
Past
March 7, 2016 - March 21, 2016
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
Portage, MI
Past
October 4, 2012 - March 24, 2016
HARBINGER ASSET MANAGEMENT, LLC
RIA
CRD#: 146811
PORTAGE, MI
Past
November 24, 2008 - June 9, 2011
PFS INVESTMENTS INC.
BD
CRD#: 10111
PORTAGE, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(4/28/2025)
IAR
Michigan(4/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480Kalamazoo, MI 49008TRUST BUT VERIFY
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