Tommy Lopez
Professional summary
Tommy Lopez JR, CFP®, who also goes by Tommy Lopez, is a registered financial advisor currently at COFFEEHOUSE CAPITAL located in Fresno, California.
Tommy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tommy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tommy Lopez JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
November 30, 2021 - Present
COFFEEHOUSE CAPITAL
Office #1: 8050 N. Palm Avenue Suite 300, Fresno, CA 93711October 23, 2009 - November 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 9, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/30/2021)
Exams
Current Firm
COFFEEHOUSE CAPITAL
CRD#: 317317 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 8,708,833 |
Red Flags
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