Lauren A. Wood

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CRD#: 5586764

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lauren Ann Wood, who also goes by Lauren Ann Digaetano, was a registered financial professional .

Lauren is a previously registered financial professional and started their career in finance in 2009. Lauren had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lauren Ann Digaetano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Juvenile Diabetes Research Foundation (JDRF); 10401 North Meridian Indianapolis IN 46290; They are a nonprofit that fundraises for research and better treatment of Type 1 diabetes; Chairperson for Michiana One Walk; Organizing a local walk to raise funds; 01/01/2009; 4.00 Hour(s) Per Week; during securities trading hours; Not Investment-Related 2. American Diabetes Association; 1520 Two Chatham Center, 112 Washington Place; Pittsburgh PA 15219; Work to prevent and cure diabetes and to improve the lives of all people affected by diabetes; Campership Fundraiser; To help raise money to send children to diabetes camp; 08/05/1991; 1.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 13, 2023 - June 6, 2025

THE WEALTH BOUTIQUE

RIA

CRD#: 317291

New Carlisle, IN

Past

Michigan

Registered Investment Advisory firm - (5/15/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/29/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (4/29/2024 Terminated)

Virginia

Registered Investment Advisory firm - (4/30/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2009

General Securities Representative Examination

Current Firm

THE WEALTH BOUTIQUE

CRD#: 317291 / SEC#: 801-129886

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

Alabama

Registered Investment Advisory firm - (4/29/2024 Terminated)

Colorado

Registered Investment Advisory firm - (4/30/2024 Terminated)

Indiana

Registered Investment Advisory firm - (4/30/2024 Terminated)

Michigan

Registered Investment Advisory firm - (5/15/2024 Terminated)

Ohio

Registered Investment Advisory firm - (4/29/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (4/29/2024 Terminated)

Virginia

Registered Investment Advisory firm - (4/30/2024 Terminated)

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Contact information

Main Address

245 Main Street Suite 205, Chester, NJ 07930

Mailing Address

Phone number

(908) 955-0077

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20240308 FORM ADV PART 2A - WWB (7/18/2025)

Regulatory assets under management

Total Number of Accounts	670
AUM (Assets Under Management)	$ 94,135,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lauren A. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CITY SECURITIES CORPORATION

CITY SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

Primary Firm SEC Registration

THE WEALTH BOUTIQUE

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2009

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2009

Current Firm

THE WEALTH BOUTIQUE

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE WEALTH BOUTIQUE

TRUST BUT VERIFY

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