Sayena Mostowfi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sayena Mostowfi was a registered financial professional .
Sayena is a previously registered financial professional and started their career in finance in 2011. Sayena had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2025 - July 17, 2026
CUMBERLAND SECURITIES LLC
August 15, 2018 - August 19, 2021
CITIGROUP GLOBAL MARKETS INC.
May 22, 2017 - July 26, 2017
COWEN EXECUTION SERVICES LLC
August 22, 2011 - March 13, 2012
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2024
General Securities Representative ExaminationCurrent Firm
CUMBERLAND SECURITIES LLC
CRD#: 13970 / SEC#: , 8-31215
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
