Matthew Cotton
THURSTON SPRINGER ADVISORS | Financial Consultant
Mishawaka, IN 46545
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CRD#: 5585692
Professional summary
Matthew Cotton, CFP®, who also goes by Matthew Paul Cotton, is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Mishawaka, Indiana and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Mishawaka, Indiana.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Matthew has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Matthew Cotton is the Financial Consultant at the Patzer Group who focuses on comprehensive financial advice and planning. Prior to joining the Patzer Group, Matthew worked for 8 years at Charles Schwab and 6 years at Notre Dame Federal Credit Union. Matthew holds a Bachelor’s of Science degree in Criminal Justice and History from Indiana University. With an emphasis on continuing education, Matthew also earned the CFP® certification from the Certified Financial Planner Board of Standards, Inc. (CFP Board). This certification requires individuals to complete approved educational programs, pass rigorous examinations and meet stringent experience requirements. Matthew is committed to serving clients’ needs today in order to prepare them for successful futures.
Matthew is active in the local community and volunteers with Pet Refuge and Habitat for Humanity. Outside of work and volunteering, Matthew enjoys horseback riding, archery, martial arts, and playing guitar.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Matthew Paul Cotton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Cotton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 3, 2024 - Present
THURSTON SPRINGER ADVISORS
Office #1: 1736 E Day Road Ste 300, Mishawaka, IN 46545RIA
CRD#: 299201
Mishawaka, IN
Current
December 3, 2024 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
Office #1: 1736 E. Day Road Suite 100, Mishawaka, IN 46545BD
CRD#: 8478
MISHAWAKA, IN
Past
June 11, 2018 - December 17, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MISHAWAKA, IN
Past
June 11, 2018 - December 17, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MISHAWAKA, IN
Past
January 9, 2017 - August 2, 2017
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Niles, MI
Past
January 9, 2017 - August 2, 2017
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Niles, MI
Past
March 16, 2016 - December 22, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MISHAWAKA, IN
Past
May 13, 2011 - December 22, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MISHAWAKA, IN
Past
November 19, 2008 - April 25, 2011
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
Registered Investment Advisory firm - (11/2/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/19/2024)
RR
Arizona(12/3/2024)
RR
California(12/3/2024)
RR
Colorado(12/3/2024)
RR
Connecticut(12/3/2024)
RR
Florida(12/3/2024)
RR
Hawaii(12/3/2024)
RR
Idaho(12/3/2024)
RR
Illinois(12/3/2024)
RR
Indiana(12/3/2024)
IAR
Indiana(12/3/2024)
RR
Iowa(12/3/2024)
RR
Maryland(12/3/2024)
RR
Michigan(12/3/2024)
RR
Minnesota(12/3/2024)
RR
Mississippi(12/3/2024)
RR
Missouri(12/3/2024)
RR
Montana(12/3/2024)
RR
Nebraska(12/3/2024)
RR
Nevada(12/3/2024)
RR
New Mexico(12/3/2024)
RR
New York(12/3/2024)
RR
North Carolina(12/3/2024)
RR
Ohio(12/3/2024)
RR
Oklahoma(12/3/2024)
RR
Pennsylvania(12/3/2024)
RR
Rhode Island(12/3/2024)
RR
South Carolina(12/3/2024)
RR
Texas(12/3/2024)
IAR
Texas(12/3/2024)
RR
Utah(12/3/2024)
RR
Vermont(12/3/2024)
RR
Virginia(12/3/2024)
RR
Washington(12/3/2024)
RR
Wisconsin(12/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THURSTON SPRINGER ADVISORS
ADAMS COUNTY FINANCIAL RESOURCES | WESLEY BATES WEALTH MANAGEMENT | THURSTON SPRINGER RETIREMENT SERVICES | THURSTON SPRINGER FINANCIAL | THURSTON SPRINGER ADVISORS, LLC | THURSTON SPRINGER ADVISORS | THORSON TAX & FINANCIAL | THE BARTHEL AGENCY | TARGETED RETIREMENT STRATEGIES | T.S. PHILLIPS | SPRAWLS FINANCIAL | RETIREMENT AND ESTATE PLANNING SERVICES | ONTRACK CAPITAL MANAGEMENT | NORTH STAR FINANCIAL | LAVELLE FINANCIAL | JKS INVESTMENT MANAGEMENT OF THURSTON SPRINGER | J. SIMON & COMPANY | INVESTMENT STRATEGIES | INTEGRITY WEALTH SOLUTIONS | HOLCOMB WEALTH MANAGEMENT | FRATARCANGELI WEALTH MANAGEMENT | DAMER WEALTH MANAGEMENT | CONSERVATION WEALTH MANAGEMENT | COHEN CAPITAL MANAGEMENT | CHIDDISTER FINANCIAL ASSOCIATES | CERULEAN CAPITAL MANAGEMENT, LLC | BCT FINANCIAL | BALDASSARI ADVISORY | ASCEND WEALTH | AP CAPITAL MANAGEMENT | AMERICAN PENSION ADVISORS | ALPHA POINTE CAPITAL
CRD#: 299201 / SEC#: 801-114256
RIA
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Contact information
Main Address
9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4000
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THURSTON SPRINGER ADVISORS
Financial ConsultantCRD#: 299201Mishawaka, IN 46545TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
