Devin T. Rountree

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY

Fort Lauderdale, FL 33301

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CRD#: 5585685

Professional summary

Devin T Rountree, who also goes by Devin T Roundtree, is a registered financial advisor currently at GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. located in Fort Lauderdale, Florida and MADISON AVENUE SECURITIES, LLC located in Weston, Florida.

Devin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Devin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Devin T Roundtree

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: Global Wealth Management; Investment Related: Yes; Address: 1301 E. Broward Blvd Suite 200, Fort Lauderdale, FL 33301; Nature of the Business: Income and Investment Planning; Position: Wealth Manager; Hours Per Week: 50 Hours; Start Date: 6/30/2025 2.) Name: Madison Avenue Securities; Investment Related: Yes; Address: 13500 Evening Creek Dr N Suite 555, San Diego, CA 92128; Nature of the Business: Broker/Dealer; Position: Registered Sales Assistant; Hours Per Year: 5 Hours; Start Date: 6/30/2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin T Rountree's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2025 - Present

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

Office #1: 1301 East Broward Blvd Suite 200, Fort Lauderdale, FL 33301

RIA

CRD#: 286005

Fort Lauderdale, FL

Current

June 30, 2025 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 1655 N. Commerce Pkwy Ste 101, Weston, FL 33326

RIA

CRD#: 23224

WESTON, FL

Past

November 14, 2022 - June 27, 2025

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT LAUDERDALE, FL

Past

November 14, 2022 - June 27, 2025

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT LAUDERDALE, FL

Past

October 7, 2015 - November 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AVENTURA, FL

Past

September 18, 2015 - November 11, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AVENTURA, FL

Past

February 28, 2013 - September 21, 2015

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

February 27, 2013 - September 21, 2015

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

November 24, 2008 - December 21, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

TAMPA, FL

Past

October 10, 2008 - December 21, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

GLOBAL WEALTH MANAGEMENT ADVISORY, LLC | GLOBAL WEALTH MANAGEMENT, LLC | GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

CRD#: 286005 / SEC#: 801-110227

RIA

Registered Investment Advisory firm - (4/10/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/30/2025)

Florida
(6/30/2025)

IAR

Florida
(7/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

GLOBAL WEALTH MANAGEMENT ADVISORY, LLC | GLOBAL WEALTH MANAGEMENT, LLC | GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

CRD#: 286005 / SEC#: 801-110227

RIA

Registered Investment Advisory firm - (4/10/2017 Approved)

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Contact information

Main Address

1301 East Broward Blvd Suite 200, Fort Lauderdale, FL 33301

Mailing Address

Phone number

(866) 405-1031

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWMIA ADV PART 2A - FIRM BROCHURE (4/29/2025)

GWMIA ADV PART 2A APPENDIX 1 - WRAP FEE BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts	3,062
AUM (Assets Under Management)	$ 529,098,628

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Devin T. Rountree

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Devin T Rountree's CRS (Customer Relationship Summary).

Certified licenses

Experience

MADISON AVENUE SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

MORGAN STANLEY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2008

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2008

FINRA

Current Firm

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.

TRUST BUT VERIFY

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