Gavin M. Lowrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gavin Michael Lowrey, who also goes by Gavin Lowrey, was a registered financial professional .
Gavin is a previously registered financial professional and started their career in finance in 2008. Gavin had worked at 2 firms and has passed the Series 57TO, SIE, Series 56, Series 44 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2021 - October 4, 2021
HARDCASTLE TRADING USA L.L.C.
November 17, 2008 - November 12, 2024
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 7/11/2011
Proprietary Trader Qualification ExaminationSeries 44
Date: 9/16/2008
PCX Market Maker ExamCurrent Firm
HARDCASTLE TRADING USA L.L.C.
CRD#: 126497 / SEC#: , 8-65889
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK 6 HC HOLDINGS LLC | MEMBER | |
| SHIMANEK, WILLIAM JAMES | CCO | 1713029 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
