Michael T. Sorrentino

DARWIN WEALTH MANAGEMENT

Denver, CO

Some features on this profile are disabled

CRD#: 5584612

Professional summary

Michael Thomas Sorrentino is a registered financial advisor currently at DARWIN WEALTH MANAGEMENT located in Denver, Colorado and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 9 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Darwin Insurance Group Investment Related: Yes Address: 4601 W North A Street, Tampa, FL 33609 Nature: insurance Position: Managing Partner Start Date: 2/25/2020 Hours per month devoted: 20 Hours per month during security trading hours: 0 Duties: Management responsibilities Name of Business: Farther Finance Advisors Investment-Related Nature: Yes Address of the Other Business: 1500 E 7th Ave., Denver, CO 80218 Nature of the Other Business: Third Party Asset Manager Position, Title, or Relationship: Advisor Representative Start Date of the Relationship: 12/2024 Approximate Number of Hours per Month Devoted: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Sorrentino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2020 - Present

DARWIN WEALTH MANAGEMENT

RIA

CRD#: 166585

Denver, CO

Current

June 11, 2025 - Present

INNOVATION PARTNERS LLC

Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210

RIA

CRD#: 146344

Charlotte, NC

Past

December 19, 2024 - October 15, 2025

FARTHER

RIA

CRD#: 302050

Denver, CO

Past

January 26, 2024 - June 27, 2024

DARWIN ASSET MANAGEMENT, LLC

RIA

CRD#: 310174

Denver, CO

Past

December 7, 2022 - December 31, 2023

DARWIN ASSET MANAGEMENT, LLC

RIA

CRD#: 310174

Denver, CO

Past

September 24, 2018 - March 7, 2019

TRUADVICE LLC

RIA

CRD#: 292482

Atlanta, GA

Past

November 5, 2015 - March 19, 2018

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

New York, NY

Past

June 24, 2013 - December 8, 2016

AVIANCE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142367

New York, NY

Past

August 23, 2011 - February 26, 2013

BARCLAYS CAPITAL INC.

CRD#: 19714

ATLANTA, GA

Past

November 26, 2008 - September 6, 2011

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(3/31/2020)

IAR

Colorado
(6/28/2021)

Colorado
(6/11/2025)

Connecticut
(6/11/2025)

IAR

Florida
(4/28/2020)

Florida
(6/11/2025)

Michigan
(6/11/2025)

North Carolina
(6/16/2025)

IAR

Texas
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/19/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/17/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/11/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7TO

Date: 6/11/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/13/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2008

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4601 W North A Street, Tampa, FL 33609-1909

Mailing Address

Phone number

(813) 579-4074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/17/2025)

Regulatory assets under management

Total Number of Accounts	2,650
AUM (Assets Under Management)	$ 617,322,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael T. Sorrentino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Thomas Sorrentino's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATION PARTNERS LLC

FARTHER

DARWIN ASSET MANAGEMENT, LLC

DARWIN ASSET MANAGEMENT, LLC

TRUADVICE LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

AVIANCE CAPITAL MANAGEMENT, LLC

BARCLAYS CAPITAL INC.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

DARWIN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/2025

Series 65

Date: 6/17/2013

Series 6TO

Date: 6/11/2025

Series 7TO

Date: 6/11/2025

SIE

Date: 5/13/2025

Series 7

Date: 11/25/2008

FINRA

Current Firm

DARWIN WEALTH MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DARWIN WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors