Wesley D. Warner
Professional summary
Wesley Dee Warner is a registered financial professional currently at ALTRUIST FINANCIAL LLC located in Dallas, Texas.
Wesley is registered as a RR (Registered Representative) and started their career in finance in 2008. Wesley has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wesley Dee Warner's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2022 - Present
ALTRUIST FINANCIAL LLC
Office #1: 300 South Pearl Street Suite 250, Dallas, TX 75201March 4, 2010 - September 16, 2014
HARRISDIRECT LLC
September 18, 2008 - April 28, 2022
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2022)
(3/21/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Company Information
ALTRUIST FINANCIAL LLC
CRD#: 299274Dallas, TX 75201TRUST BUT VERIFY
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