Robert J. Sand
Professional summary
Robert J Sand is a registered financial advisor currently at VISION WEALTH ADVISORY located in Orange, Connecticut.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert J Sand's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2024 - Present
VISION WEALTH ADVISORY
March 2, 2020 - February 5, 2024
FORTIS GROUP ADVISORS LLC
February 12, 2020 - February 15, 2024
LPL FINANCIAL LLC
July 25, 2019 - February 19, 2020
WORLD EQUITY GROUP, INC.
February 10, 2017 - March 2, 2020
TRIUMPH WEALTH ADVISORS, INC.
February 10, 2017 - July 23, 2019
TAYLOR CAPITAL MANAGEMENT INC.
October 4, 2016 - February 9, 2017
SSN ADVISORY, INC.
October 4, 2016 - February 9, 2017
SECURITIES SERVICE NETWORK, LLC
August 24, 2015 - October 12, 2016
MSI FINANCIAL SERVICES, INC.
August 21, 2015 - October 12, 2016
MSI FINANCIAL SERVICES, INC.
August 22, 2011 - August 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 2011 - August 26, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 10, 2011 - July 19, 2011
CHASE INVESTMENT SERVICES CORP.
September 19, 2008 - July 19, 2011
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/18/2024)
Exams
Current Firm
VISION WEALTH ADVISORY
CRD#: 330019 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
