John W. Gowan
Professional summary
John William Gowan JR., who also goes by John William Gowan, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 2 firms and has passed the Series 63, Series 65, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John William Gowan JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003March 26, 2009 - December 31, 2011
FINANCIAL LEGACY BUILDERS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/18/2025
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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