Jacob G. Kim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacob Gonmin Kim, who also goes by Gonmin Kim, was a registered financial professional .
Jacob is a previously registered financial professional and started their career in finance in 2009. Jacob had worked at 3 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2014 - December 22, 2015
BRIDGEROCK SECURITIES LLC
September 30, 2009 - January 4, 2011
MORGAN STANLEY
September 9, 2009 - January 4, 2011
MORGAN STANLEY
January 8, 2009 - September 11, 2009
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIDGEROCK SECURITIES LLC
CRD#: 168229 / SEC#: , 8-69296
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KIM, JACOB GONMIN | VICE OPERATING MANAGER,COO | |
| PARK, YOUNG SUN | OPERATING MANAGER,CCO,AML OFFICER | |
| NEELY, KIMBERLY BETH | CFO/FINOP | 2045019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
