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JM

Jennifer L. Mulder

PATHWAY FINANCIAL SERVICES
Los Angeles, CA 90066
Some features on this profile are disabled
CRD#: 5583309
JM

Professional summary

Jennifer Lynn Mulder, who also goes by Jennifer Lynn Torres, is a registered financial advisor currently at PATHWAY FINANCIAL SERVICES, LLC located in Los Angeles, California.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jennifer has worked at 2 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer Lynn Torres

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1: TRUSTEE FOR MY OWN REVOCABLE LIVING TRUST. NUMBER OF HOURS PER MONTH: 0 OUTSIDE BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Mulder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2014 - Present

PATHWAY FINANCIAL SERVICES, LLC

Office #1: 13101 W. Washington Blvd Suite 241, Los Angeles, CA 90066
RIA
CRD#: 170424
Los Angeles, CA
Past

April 21, 2009 - April 4, 2014

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
GARDENA, CA
Past

December 22, 2008 - April 4, 2014

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
GARDENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/28/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/9/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/2008
General Securities Representative Examination

Current Firm

PF
PATHWAY FINANCIAL SERVICES, LLC
PATHWAY FINANCIAL SERVICES, LLC

CRD#: 170424 / SEC#:

California
Registered Investment Advisory firm - (3/28/2014 Approved)
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Contact information

Main Address
13101 W. Washington Blvd Suite 241, Los Angeles, CA 90066
Mailing Address
Phone number
(310) 432-6067
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts288
AUM (Assets Under Management)$ 52,141,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PATHWAY FINANCIAL SERVICES, LLC

CRD#: 170424Los Angeles, CA 90066

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