GC
Gustavo A. Cano
FUNDAMENTAL INVESTMENT SERVICES
Miami, FL 33131
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CRD#: 5583243
GC
Professional summary
Gustavo A. Cano, CFA, who also goes by Gustavo A Cano, Gustavo Adolfo Cano, is a registered financial advisor currently at FUNDAMENTAL INVESTMENT SERVICES, LLC located in Miami, Florida and FUNDAMENTAL SECURITIES located in Weston, Florida.
Gustavo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Gustavo has worked at 5 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gustavo A Cano | Gustavo Adolfo Cano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) Fundamental (App); Address: 8051 N Tamiami Trail. Suite E6. Sarasota, FL 34243; Nature of the business: Financial Technology Services; Title: Partner; Description: This is a wealth management informational platform and content repository owned by Platform FL, LLC; Since 04/2021; Investment Related: Yes; Number of hours per month during Non-Trading Hours: 2; Number of hours per month during Trading Hours: 0 (zero); Website: https://www.myfundamental.net/ (2.) Fundamental Investment Services LLC: Address: 207 West 110 Street, Apt 18, New York, NY 10026; Nature of business: Advisory Investment Services; Title: Partner and CEO: Description: This entity is in the process of becoming a registered Registered Investment Advisor; Since 03/2024; Investment Related: Yes, Number of hours per month during Non-Trading Hours: 40; Number of hours per month during Trading Hours: 40; Website: https://www.myfundamental.net/ (3.) Fundamental Distribution Services : 181 Crandon Blvd., Key Biscayne FL, 33149; Nature of Business: Fund Distribution Company: Title: CEO Description: Fund distribution Company; Investment Related: No; Number of hours per month during Non-Trading Hours: 60: Number of hours per month during Trading Hours: 20; Website: https://www.myfundamental.net/
CRS (Client Relationship Summary) - RIA
Click below to view Gustavo A. Cano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 12, 2024 - Present
FUNDAMENTAL INVESTMENT SERVICES, LLC
Office #1: 777 Brickell Avenue Suite 547, Miami, FL 33131RIA
CRD#: 330232
Miami, FL
Current
June 11, 2024 - Present
FUNDAMENTAL SECURITIES
Office #1: 1655 N. Commerce Parkway Suite 301, Weston, FL 33326BD
CRD#: 322182
WESTON, FL
Past
January 2, 2014 - April 29, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
MIAMI, FL
Past
October 7, 2013 - April 29, 2021
BBVA SECURITIES INC.
BD
CRD#: 27060
MIAMI, FL
Past
May 11, 2011 - April 16, 2013
SABADELL SECURITIES USA, INC.
RIA
CRD#: 148137
MIAMI, FL
Past
May 21, 2009 - April 16, 2013
SABADELL SECURITIES USA, INC.
BD
CRD#: 148137
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FUNDAMENTAL INVESTMENT SERVICES, LLC
FUNDAMENTAL INVESTMENT SERVICES, LLC
CRD#: 330232 / SEC#: 801-129948
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/14/2024)
IAR
New York(6/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/5/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/5/2024
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FUNDAMENTAL INVESTMENT SERVICES, LLC
FUNDAMENTAL INVESTMENT SERVICES, LLC
CRD#: 330232 / SEC#: 801-129948
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
New York, NY
Mailing Address
Phone number
+1 (917) 495-9582
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 38,368,062 |
Red Flags
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Company Information
FUNDAMENTAL INVESTMENT SERVICES, LLC
CRD#: 330232Miami, FL 33131TRUST BUT VERIFY
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