Justin M. Stroud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin M Stroud, who also goes by Justin M Strand, was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 2008. Justin had worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2024 - December 1, 2025
NATIXIS SECURITIES AMERICAS LLC
March 27, 2024 - October 1, 2024
BLACKROCK INVESTMENTS, LLC
March 23, 2017 - April 2, 2021
APOLLO GLOBAL SECURITIES, LLC
July 1, 2011 - March 20, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 24, 2010 - May 6, 2011
JEFFERIES LLC
September 9, 2009 - March 9, 2010
MAXIM GROUP LLC
March 19, 2009 - July 30, 2009
KAUFMAN BROS., L.P.
October 15, 2008 - December 16, 2008
MAXIM GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/21/2023
General Securities Representative ExaminationSeries 79TO
Date: 12/21/2023
Investment Banking Registered Representative ExaminationCurrent Firm
NATIXIS SECURITIES AMERICAS LLC
CRD#: 1101 / SEC#: 801-72849, 8-719
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | |
| BUSSY, STEPHANE NMN | DIRECTOR ON BOARD OF DIRECTORS | 7336982 |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 |
| DELAY, OLIVIER JACQUES | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 4720716 |
| FARRELL, JOHN | PRINCIPAL OPERATIONS OFFICER | 5996161 |
| ISSANCHOU, EMMANUEL | HEAD OF GLOBAL MARKETS AMERICAS | 7338402 |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 |
| MAO, YUAN-PEI | CHIEF COMPLIANCE OFFICER | 1288447 |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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