Ronald P. Mayfield

HV CAPITAL MANAGEMENT

MONTGOMERY, NY 12549

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CRD#: 5582882

Professional summary

Ronald Pauly Mayfield is a registered financial advisor currently at HV CAPITAL MANAGEMENT located in Montgomery, New York.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Ronald has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Pauly Mayfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 21, 2025 - Present

HV CAPITAL MANAGEMENT

Office #1: 2134 State Route 208 Suite 4, Montgomery, NY 12549

RIA

CRD#: 339467

MONTGOMERY, NY

Past

June 7, 2021 - December 23, 2025

ORANGE INVESTMENT ADVISORS, INC.

RIA

CRD#: 107387

GOSHEN, NY

Past

January 9, 2014 - October 24, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

NANUET, NY

Past

January 3, 2014 - October 24, 2014

LPL FINANCIAL LLC

CRD#: 6413

NANUET, NY

Past

August 16, 2012 - January 6, 2014

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

August 6, 2012 - January 6, 2014

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

May 30, 2011 - May 25, 2012

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

SCRANTON, PA

Past

June 9, 2009 - September 11, 2009

ZEUS FINANCIAL, LLC

CRD#: 18192

BOCA RATON, FL

Past

September 22, 2008 - May 18, 2009

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/24/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2008

General Securities Representative Examination

Current Firm

HV CAPITAL MANAGEMENT

HV CAPITAL MANAGEMENT | HV CAPITAL MANAGEMENT, LLC

CRD#: 339467 / SEC#: 801-134910

RIA

Registered Investment Advisory firm - (12/9/2025 120-Day Approval)

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Contact information

Main Address

2134 State Route 208 Suite 4, Montgomery, NY 12549

Mailing Address

Phone number

(845) 655-4826

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HV CAPITAL MANAGEMENT FORM ADV PART 2A 12-19-2025 (12/19/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronald P. Mayfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Pauly Mayfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORANGE INVESTMENT ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

ZEUS FINANCIAL, LLC

MAXIM GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/2012

Series 63

Date: 9/29/2008

SIE

Date: 10/24/2014

Series 7

Date: 9/20/2008

Current Firm

HV CAPITAL MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

HV CAPITAL MANAGEMENT

TRUST BUT VERIFY

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