Heather E. Bremner

CRD#: 5582725

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Heather Elizabeth Bremner was a registered financial professional .

Heather is a previously registered financial professional and started their career in finance in 2008. Heather had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 19, 2008 - March 11, 2014

PALISADES RESEARCH SYSTEMS

RIA

CRD#: 137548

PACIFIC PALISADES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

PALISADES RESEARCH SYSTEMS

JOHN VITALE | PALISADES RESEARCH SYSTEMS ( JOHN VITALE DBA) | PALISADES RESEARCH SYSTEMS

CRD#: 137548 / SEC#:

California

Registered Investment Advisory firm - (12/31/2025 Terminated)

Florida

Registered Investment Advisory firm - (12/15/2017 Terminated)

Michigan

Registered Investment Advisory firm - (12/26/2017 Terminated)

New York

Registered Investment Advisory firm - (12/31/2025 Termination Requested)

Pennsylvania

Registered Investment Advisory firm - (12/18/2017 Terminated)

Texas

Registered Investment Advisory firm - (12/15/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Culver City, CA

Mailing Address

12221 Hammack St, Culver City, CA 90230

Phone number

(310) 980-5586

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 5,400,000

Red Flags

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