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Timothy Steven Howard

CRD# 5582714·Registered 2008 - 2017
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Steven Howard was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 2008 - 2017. Timothy had worked at 1 firm and has passed the Series 63, SIE, Series 62, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

STONECROFT SECURITIES LLC·CRD# 148159
BD
Superior, CO
December 16, 2008 - November 24, 2017

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Current Firm

SS
STONECROFT SECURITIES LLC

STONECROFT SECURITIES LLC

CRD#: 148159 / SEC#: 8-67978
BD
Terminated by SEC on 11/20/2017

Contact Information

Established

Virginia since 08/13/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COZEAN, CHARLES HUGO IIIMANAGING MEMBER/VICE PRESIDENT3120860
HOWARD, TIMOTHY STEVENMANAGING MEMBER/CEO/CCO/COO/FINOP5582714

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Sep 2008

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Mar 2010About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Sep 2008About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TH
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