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AB

Ashley N. Buboltz

Some features on this profile are disabled
CRD#: 5582573
AB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ashley Nicole Buboltz, who also goes by Ashley Nicole Collier, was a registered financial professional .

Ashley is a previously registered financial professional and started their career in finance in 2012. Ashley had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ashley Nicole Collier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MORAN WEALTH MANAGEMENT, LLC, INVT RELATED, NAPLES FL, 0.05% OWNERSHIP, START DATE 1/1/2020, 40 HRS PER MONTH, 2 HRS DURING TRADING, FOR FINET PRACTICE. MORAN WEALTH MANAGEMENT LLC RIA, INV RELATED, NAPLES, FL, .05% OWNERSHIP, START 11/23/2021, 20 HOURS PER MONTH, L HOUR DURING TRADING, RIA.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 2, 2022 - February 28, 2025

MORAN WEALTH MANAGEMENT, LLC

RIA
CRD#: 319208
NAPLES, FL
Past

November 15, 2018 - August 30, 2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
NAPLES, FL
Past

November 15, 2018 - August 30, 2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
NAPLES, FL
Past

November 15, 2017 - November 15, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
NAPLES, FL
Past

November 13, 2017 - November 15, 2018

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
NAPLES, FL
Past

January 25, 2013 - November 6, 2017

MORGAN STANLEY

RIA
CRD#: 149777
FT. MYERS, FL
Past

June 19, 2012 - November 6, 2017

MORGAN STANLEY

BD
CRD#: 149777
FT. MYERS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MORAN WEALTH MANAGEMENT, LLC
MORAN WEALTH MANAGEMENT, LLC | SEAGATE CAPITAL MANAGEMENT | PELICAN BAY CAPITAL MANAGEMENT

CRD#: 319208 / SEC#: 801-123682

RIA
Registered Investment Advisory firm - (4/15/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/22/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/9/2013
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/8/2013
General Securities Sales Supervisor - Options Module Examination

Current Firm

MW
MORAN WEALTH MANAGEMENT, LLC
MORAN WEALTH MANAGEMENT, LLC | SEAGATE CAPITAL MANAGEMENT | PELICAN BAY CAPITAL MANAGEMENT

CRD#: 319208 / SEC#: 801-123682

RIA
Registered Investment Advisory firm - (4/15/2022 Approved)
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Contact information

Main Address
5801 Pelican Bay Blvd, Suite 110, Naples, FL 34108
Mailing Address
Phone number
(239) 920-4440
Established
Firm type
Fiscal year end
# of Employees
53

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR MORAN WEALTH MANAGEMENT, LLC (10/22/2025)

Regulatory assets under management

Total Number of Accounts12,102
AUM (Assets Under Management)$ 5,093,086,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORAN WEALTH MANAGEMENT, LLC

CRD#: 319208

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