Kate D. Booker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kate Davis Booker, who also goes by Kate Booker, Kate Crawford Davis, was a registered financial professional .
Kate is a previously registered financial professional and started their career in finance in 2008. Kate had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2023 - December 19, 2025
GUYASUTA INVESTMENT ADVISORS, INCORPORATED
September 22, 2008 - September 3, 2009
PNC CAPITAL MARKETS LLC
Primary Firm SEC Registration
GUYASUTA INVESTMENT ADVISORS, INCORPORATED
CRD#: 108400 / SEC#: 801-47201
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUYASUTA INVESTMENT ADVISORS, INCORPORATED
CRD#: 108400 / SEC#: 801-47201
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,389 |
| AUM (Assets Under Management) | $ 2,437,457,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/06/2026 | ||
| 08/06/2024 | ||
| 11/13/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
