Gad D. Bouaziz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gad Dov Bouaziz, who also goes by Gad Bouaziz, was a registered financial professional .
Gad is a previously registered financial professional and started their career in finance in 2008. Gad had worked at 2 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2011 - October 28, 2014
OBD SECURITIES LLC
December 3, 2008 - February 25, 2011
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/16/2009
Limited Representative-Equity Trader ExamSeries 17
Date: 9/11/2008
Limited Registered Representative ExaminationCurrent Firm
OBD SECURITIES LLC
CRD#: 153008 / SEC#: , 8-68497
Contact information
Documents
Red Flags
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