Laura D. Cordell

WOMACK FINANCIAL LLC

DALLAS, TX 75206

Some features on this profile are disabled

CRD#: 5582361

Professional summary

Laura Dianne Cordell, who also goes by Laura Mains Cordell, Laura Dianne Mains, is a registered financial advisor currently at WOMACK FINANCIAL LLC located in Dallas, Texas.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Laura has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Mains Cordell | Laura Dianne Mains

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Dianne Cordell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2019 - Present

WOMACK FINANCIAL LLC

Office #1: 4849 Greenville Ave. Suite 100-173, Dallas, TX 75206

RIA

CRD#: 174873

DALLAS, TX

Past

June 6, 2018 - September 5, 2019

CFO4LIFE

RIA

CRD#: 287600

Richardson, TX

Past

May 18, 2018 - September 3, 2019

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

RICHARDSON, TX

Past

January 6, 2010 - May 24, 2018

VOGEL FINANCIAL ADVISORS, LLC

RIA

CRD#: 114219

RICHARDSON, TX

Past

February 11, 2009 - May 3, 2018

PERRYMAN SECURITIES, INC.

CRD#: 116502

RICHARDSON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WOMACK FINANCIAL LLC

WOMACK FINANCIAL LLC | WOMACK FINANCIAL, LLC

CRD#: 174873 / SEC#: 801-130892

RIA

Registered Investment Advisory firm - (8/9/2024 Approved)

Texas

Registered Investment Advisory firm - (8/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/16/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2009

General Securities Representative Examination

Current Firm

WOMACK FINANCIAL LLC

WOMACK FINANCIAL LLC | WOMACK FINANCIAL, LLC

CRD#: 174873 / SEC#: 801-130892

RIA

Registered Investment Advisory firm - (8/9/2024 Approved)

Texas

Registered Investment Advisory firm - (8/16/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4849 Greenville Ave. Suite 100-173, Dallas, TX 75206

Mailing Address

Phone number

(214) 843-0070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WOMACK FINANCIAL FORM ADV PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	507
AUM (Assets Under Management)	$ 132,586,782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Laura D. Cordell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Dianne Cordell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CFO4LIFE

AUSDAL FINANCIAL PARTNERS, INC.

VOGEL FINANCIAL ADVISORS, LLC

PERRYMAN SECURITIES, INC.

Primary Firm SEC Registration

WOMACK FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2009

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2009

Current Firm

WOMACK FINANCIAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WOMACK FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors