Marshal P. Trigg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshal Paul Trigg, who also goes by Marshal Trigg, was a registered financial professional .
Marshal is a previously registered financial professional and started their career in finance in 2013. Marshal had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2019 - August 20, 2019
EQUITEQ SECURITIES LLC
June 19, 2017 - September 24, 2018
WELLS FARGO SECURITIES, LLC
April 30, 2014 - December 4, 2015
REALTY CAPITAL SECURITIES, LLC
July 12, 2013 - March 17, 2014
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITEQ SECURITIES LLC
CRD#: 283799 / SEC#: , 8-69767
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
