Michael D. Williams
Professional summary
Michael David Williams is a registered financial professional currently at PEAKSTONE SECURITIES, LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael David Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2024 - Present
PEAKSTONE SECURITIES, LLC
Office #1: 550 West Van Buren Street Suite 1460, Chicago, IL 60607July 21, 2022 - November 28, 2022
HOLLISTER ASSOCIATES, LLC
March 29, 2019 - September 1, 2020
WESTERN INTERNATIONAL SECURITIES, INC.
July 17, 2012 - May 1, 2018
HARRIS WILLIAMS
September 30, 2008 - March 16, 2012
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2024)
(5/2/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PEAKSTONE SECURITIES, LLC
CRD#: 157146 / SEC#: , 8-68835
Contact information
FINRA licenses (16 States and Territories)
Red Flags
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