Kelly M. Stanley
COGENT STRATEGIC WEALTH LLC
CHICAGO, IL 60601
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CRD#: 5582143
Professional summary
Kelly Marie Stanley, CFP®, who also goes by Kelly Marie Daum, is a registered financial advisor currently at COGENT STRATEGIC WEALTH LLC located in Chicago, Illinois.
Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kelly has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Your life is layered with significant events and nuanced circumstances that can influence your future. You can rely on us to keep your plan on track, anticipate your future needs and help you navigate life’s complexities with ease.
Question & Answer
What are your service offerings?
Budgeting
Investment Planning
Retirement Planning
Insurance Planning
Employee and Employer Plan Ben...
Estate Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Entrepreneurs
Estate & Generational Planning...
Generation X
High Net Worth Client Needs
Retirement Planning & Distribu...
Women's Financial Planning Iss...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Kelly Marie Daum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SPEAKING ENGAGEMENTS, SAME AS HOME ADDRESS, START 09/18/2012, SPEAKING ON APPROVED MATERIAL, FEW HOURS A MONTH, PAID PER ENGAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Marie Stanley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
August 3, 2015 - Present
COGENT STRATEGIC WEALTH LLC
Office #1: 77 West Wacker Drive Suite 4501, Chicago, IL 60601RIA
CRD#: 152715
CHICAGO, IL
Past
December 3, 2008 - July 21, 2015
CETERA ADVISORS LLC
RIA
CRD#: 10299
CHICAGO, IL
Past
November 10, 2008 - July 21, 2015
CETERA ADVISORS LLC
BD
CRD#: 10299
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
COGENT STRATEGIC WEALTH LLC
COGENT ADVISOR LLC | THE COGENT ADVISOR | COGENT STRATEGIC WEALTH LLC | COGENT STRATEGIC WEALTH
CRD#: 152715 / SEC#: 801-110446
RIA
Registered Investment Advisory firm - (4/17/2017 Approved)Illinois
Registered Investment Advisory firm - (4/17/2017 Terminated)Mississippi
Registered Investment Advisory firm - (5/2/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(8/3/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
COGENT STRATEGIC WEALTH LLC
COGENT ADVISOR LLC | THE COGENT ADVISOR | COGENT STRATEGIC WEALTH LLC | COGENT STRATEGIC WEALTH
CRD#: 152715 / SEC#: 801-110446
RIA
Registered Investment Advisory firm - (4/17/2017 Approved)Illinois
Registered Investment Advisory firm - (4/17/2017 Terminated)Mississippi
Registered Investment Advisory firm - (5/2/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
77 West Wacker Drive Suite 4500, Chicago, IL 60601
Mailing Address
Phone number
(312) 382-8388
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 265,943,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2024 | ||
| 06/05/2023 | ||
| 01/03/2023 |
Red Flags
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