Matthew B. Keller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Brian Keller was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2008. Matthew had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2018 - April 19, 2018
TAG WEALTH MANAGEMENT, LLC
October 24, 2016 - March 6, 2018
CFS SECURITIES, INC.
October 7, 2016 - March 6, 2018
COOPER FINANCIAL SERVICES, INC.
October 29, 2015 - December 2, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
December 3, 2009 - December 24, 2014
MONTICELLO INVESTMENT SERVICES, INC.
October 14, 2008 - December 24, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TAG WEALTH MANAGEMENT, LLC
CRD#: 1357 / SEC#: , 8-14485
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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