Benjamin J. Malick

BRIGHT PORTFOLIOS

Lee's Summit, MO 64063

Some features on this profile are disabled

CRD#: 5582004

Professional summary

Benjamin J Malick, who also goes by Ben J Malick, Ben James Malick, Ben Malick, Benjamin James Malick, Benjamin Malick, is a registered financial advisor currently at BRIGHT PORTFOLIOS, LLC located in Lee's Summit, Missouri.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Benjamin has worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ben J Malick | Ben James Malick | Ben Malick | Benjamin James Malick | Benjamin Malick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRIGHT PORTFOLIOS, LLC; CO-OWNER/CHIEF INVESTMENT OFFICER; 11 SE 2ND ST., LEE'S SUMMIT, MO 64063; REGISTERED INVESTMENT ADVISER; INVESTMENT RELATED: YES; TIME SPENT: APPROX 20/HRS PER MONTH. 2.WISE WEALTH, LLC; INVESTMENT ADVISER REPRESENTATIVE/FINANCIAL ADVISOR; 300 SW MAIN ST, LEE'S SUMMIT, MO 64063; INVESTMENT RELATED: YES; 20 HRS/MTH 3. THREE NINE INVESTMENTS, LLC; NON INVESTMENT RELATED; OWNER; HOLDING COMPANY; START DATE: 01/2016; 120 HRS/MTH AND 120 HRS/DURING TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin J Malick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2017 - Present

BRIGHT PORTFOLIOS, LLC

Office #1: 11 Se 2nd St, Lee's Summit, MO 64063

RIA

CRD#: 288605

Lee's Summit, MO

Past

February 14, 2018 - March 5, 2025

WISE WEALTH, LLC

RIA

CRD#: 143421

LEE'S SUMMIT, MO

Past

February 10, 2017 - April 6, 2017

INSPIRE INVESTING, LLC

RIA

CRD#: 171988

Blue Springs, MO

Past

May 18, 2016 - May 3, 2019

THREE NINE FINANCIAL

RIA

CRD#: 283293

GRAIN VALLEY, MO

Past

August 25, 2014 - April 15, 2016

MITCHELL CAPITAL MANAGEMENT CO

RIA

CRD#: 106338

LEAWOOD, KS

Past

September 13, 2010 - January 30, 2013

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Past

January 20, 2010 - August 11, 2010

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

INDEPENDENCE, MO

Past

January 20, 2010 - August 11, 2010

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

INDEPENDENCE, MO

Past

October 17, 2008 - January 7, 2010

EDWARD JONES

RIA

CRD#: 250

OAK GROVE, MO

Past

October 6, 2008 - January 7, 2010

EDWARD JONES

CRD#: 250

OAK GROVE, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHT PORTFOLIOS, LLC

CRD#: 288605 / SEC#: 801-131622

RIA

Registered Investment Advisory firm - (12/13/2024 Approved)

Kansas

Registered Investment Advisory firm - (12/7/2023 Terminated)

Missouri

Registered Investment Advisory firm - (12/17/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/2/2008

General Securities Representative Examination

Current Firm

BRIGHT PORTFOLIOS, LLC

CRD#: 288605 / SEC#: 801-131622

RIA

Registered Investment Advisory firm - (12/13/2024 Approved)

Kansas

Registered Investment Advisory firm - (12/7/2023 Terminated)

Missouri

Registered Investment Advisory firm - (12/17/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/7/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11 Se 2nd St, Lee's Summit, MO 64063

Mailing Address

Phone number

(877) 274-7678

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 81,061,964

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jori Guzhuna

AMERITAS ADVISORY SERVICES, LLC

LINCOLN, NE

Cindy Wong

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

Faisal Al-hashim

MAXIAM CAPITAL, LLC

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin J. Malick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin J Malick's CRS (Customer Relationship Summary).

Certified licenses

Experience

WISE WEALTH, LLC

INSPIRE INVESTING, LLC

THREE NINE FINANCIAL

MITCHELL CAPITAL MANAGEMENT CO

AMERICAN CENTURY INVESTMENT SERVICES INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

BRIGHT PORTFOLIOS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2008

Series 7

Date: 10/2/2008

Current Firm

BRIGHT PORTFOLIOS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIGHT PORTFOLIOS, LLC

TRUST BUT VERIFY

Similar Advisors