Lauren J. Rich
Professional summary
Lauren Janine Rich, CFP®, who also goes by Lauren Janine Bain, is a registered financial advisor currently at LINSCOMB WEALTH, INC. located in Houston, Texas.
Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lauren has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Janine Rich's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
March 11, 2021 - Present
LINSCOMB WEALTH, INC.
Office #1: 1333 West Loop South Suite 1500, Houston, TX 77027April 18, 2012 - December 31, 2020
LINSCOMB WEALTH, INC.
June 10, 2010 - February 18, 2011
MONROE VOS CONSULTING, INC.
November 9, 2009 - February 18, 2011
MV SECURITIES GROUP, INC.
Primary Firm SEC Registration
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/11/2021)
Exams
Current Firm
LINSCOMB WEALTH, INC.
CRD#: 106779 / SEC#: 801-48855
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,814 |
| AUM (Assets Under Management) | $ 4,566,838,983 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/20/2024 | ||
| 01/24/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
