James E. Summers
Professional summary
James Elijio Summers, who also goes by James Summers, Jim E Summers, James E Summers, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. James has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Elijio Summers's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 6, 2022 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109April 6, 2022 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109September 25, 2020 - September 2, 2021
EDWARD JONES
September 25, 2020 - September 2, 2021
EDWARD JONES
January 8, 2018 - June 12, 2020
USAA INVESTMENT SERVICES COMPANY
March 25, 2015 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
March 25, 2015 - June 12, 2020
USAA FINANCIAL ADVISORS, INC.
August 10, 2010 - February 28, 2014
STRATEGIC ADVISERS LLC
March 24, 2010 - February 27, 2014
FIDELITY BROKERAGE SERVICES LLC
January 5, 2009 - May 18, 2009
EDWARD JONES
October 6, 2008 - May 18, 2009
EDWARD JONES
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
