Barron D. Gray

GRAY FINANCIAL PLANNING LLC

Mckinney, TX 75069

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CRD#: 5581783

Professional summary

Barron Daniel Gray II, CFP®, who also goes by Barron Gray, Dan Gray, is a registered financial advisor currently at GRAY FINANCIAL PLANNING LLC located in Mckinney, Texas.

Barron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Barron has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barron Gray | Dan Gray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Gray is the owner of four short-term vacation rental properties. This activity accounts for 20% of his time per month and he may receive net income from this enterprise. [1999 TO PRESENT] OWNER 20% OF TIME PER MONTH (INCLUDING DURING MARKET HOURS) VACATION HOME RENTAL PROPERTY/PASSIVE INCOME D&G NETWORKING ENTERPRISES, LLC MCKINNEY, TX [10/3/1997 TO PRESENT] 5% OF TIME PER MONTH (INCLUDING DURING MARKET HOURS) MEMBER/OWNER CONSULTING SERVICES FOR MAINTENANCE AND UPGRADES OF NETWORKS AND PHONE SWITCH EQUIPMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barron Daniel Gray II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

June 13, 2011 - Present

GRAY FINANCIAL PLANNING LLC

Office #1: 208 E Louisiana Street Suite 319, Mckinney, TX 75069

RIA

CRD#: 157583

Mckinney, TX

Past

November 6, 2008 - March 2, 2011

EDWARD JONES

RIA

CRD#: 250

MCKINNEY, TX

Past

October 3, 2008 - March 2, 2011

EDWARD JONES

CRD#: 250

MCKINNEY, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(6/23/2011)

IAR

Texas
(6/13/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/16/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/2/2008

General Securities Representative Examination

Current Firm

GRAY FINANCIAL PLANNING LLC

CRD#: 157583 / SEC#:

Arkansas

Registered Investment Advisory firm - (6/23/2011 Approved)

Colorado

Registered Investment Advisory firm - (8/25/2011 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

208 E Louisiana Street Suite 319, Mckinney, TX 75069

Mailing Address

Po Box 3373, Mckinney, TX 75070

Phone number

(469) 422-6082

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 5,482,936

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barron D. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barron Daniel Gray II's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAY FINANCIAL PLANNING LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/16/2008

Series 7

Date: 10/2/2008

Current Firm

GRAY FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRAY FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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