Ryan J. Thurber-dean
Professional summary
Ryan J. Thurber-dean, who also goes by Ryan J Thurber-dean, Ryan James Thurber-dean, Ryan Thurber-dean, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Centennial, Colorado.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan J. Thurber-dean's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan J. Thurber-dean's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 12835 E. Arapahoe Road Suite 2-710, Centennial, CO 80112November 1, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 12835 E. Arapahoe Road Suite 2-710, Centennial, CO 80112August 7, 2012 - November 1, 2022
CUSO FINANCIAL SERVICES, L.P.
August 7, 2012 - November 1, 2022
CUSO FINANCIAL SERVICES, L.P.
May 4, 2011 - July 25, 2012
PNC MANAGED ACCOUNT SOLUTIONS, INC.
April 28, 2011 - July 25, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
November 3, 2008 - March 31, 2011
EDWARD JONES
October 6, 2008 - March 31, 2011
EDWARD JONES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2022)
(11/1/2022)
(11/1/2022)
(11/1/2022)
(4/7/2025)
(11/1/2022)
(11/9/2022)
(11/1/2022)
(11/1/2022)
(11/1/2022)
(8/28/2025)
(5/7/2025)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
